Jim Couture – Startup Investor Profile

Jim Couture, a former LPL Financial broker, is involved in legal issues related to misappropriating funds from clients. Due to his actions, he has been barred by FINRA and the SEC. Couture was engaged in fraudulent activities, including Ponzi schemes, during his tenure at LPL. His unethical behavior led to his termination and a permanent ban from the securities industry. Victims of his misconduct have legal recourse through Stoltmann Law Offices.,

Location:

Country: United States of America

Investment Regions:

Investment Stages: pre-seed, seed

Website:

AI Reasoning: Searches and regulatory documents show James (Jim) Couture was barred by FINRA and the SEC and was convicted for misappropriating client funds with alleged misappropriation from approximately 2009 to December 2019. There are no records of any legitimate investments made by Couture after December 2019; instead, regulatory enforcement and criminal proceedings occurred through 2021-2023. The last known financial misconduct activity ended in December 2019, which is well beyond the 12-month threshold. The investor was not found to have made any legitimate investments after that date. The startup involved in the record was not applicable as the activity concerned client accounts and misappropriation rather than a startup investment.

Low Activity – Only known angel investments more than 12 months ago.

Active – Known angel investments between the last 12 and 6 months.

Very Active – Known angel investments in the last 6 months.